enforcement

Regulation

FCA fines and bans 'reckless' Libor rigger Danziger

Substantial fine for former RBS trader

08 January 2018 • 3 min read

Regulation

Six guilty in £2.7m boiler room scams

Follows an FCA criminal law suit

12 December 2017 • 2 min read

Regulation

Four prosecuted over £1.4m investment scheme scam

Caused ‘untold harm to consumers’

01 December 2017 • 2 min read

Regulation

Regulators ramp up enforcement actions on individuals

FCA’s total fines fall by 98%

31 July 2017 • 2 min read

Regulation

Jailed ex-Schroders trader ordered to pay £350k for insider trading

Could face an additional three years behind bars

24 July 2017 • 2 min read

Regulation

FCA to launch third party review of Connaught collapse

Speaking at annual public meeting

18 July 2017 • 1 min read

Regulation

FCA dawn raids approach pre-crisis lows

Fines also falling

05 June 2017 • 1 min read

Regulation

FCA to introduce 'streamlined' enforcement process

‘Focused resolution agreements'

01 February 2017 • 2 min read

Economics

UK trader arrested over 2010 flash crash

A UK futures trader has been accused by US authorities of contributing to the 2010 'flash crash' which saw the Dow Jones plunge 600 points in five minutes.

22 April 2015 • 1 min read

Wealth managers

Government demands transparency over FCA enforcement actions

The government has asked the Financial Conduct Authority (FCA) to be more transparent in its supervision and enforcement actions, in a review released yesterday.

19 December 2014 • 2 min read

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