Wealth managers

The Financial Conduct Authority has charged a former Schroders equities trader with nine counts of insider dealing.

The damage done

Firms providing comparison websites for annuities should include details of the types of guarantees available and identify providers if they operate a restricted panel, the Financial Conduct Authority (FCA) has said in updated guidance.

Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), has been recognised for helping "shift the culture of financial regulation" by putting "the interests of consumers first".

Out of favour: Has the regulator lost interest in S166?

Former Financial Services Authority director Sheila Nicoll has joined Schroders as head of public policy.

Britain's executives are more confident in the stability of the UK's financial system than any time since 2008, according to a Bank of England survey published last week.

The Financial Conduct Authority (FCA) has fined Credit Suisse International (CSI) £2.4m and Yorkshire Building Society (YBS) more than £1.4m for failings related to the promotion of a structured product which attracted almost £800m worth of investment....

The Investment Management Association (IMA) is struggling to find a "perfect" solution to calculating fund performance following the shift to clean pricing, and may have to devise a completely new approach.

Auditor Baker Tilly is under investigation by the Financial Reporting Council (FRC) following allegations of unethical conduct.