Wealth managers

Wealth managers

FCA launches national campaign to tackle investment fraud

The financial regulator has launched a national campaign focused on investment fraud and how to spot potential scams.

clock 15 October 2014 •

Wealth managers

Analysts warn dealing commission rules 'worse than RDR' for groups

Regulation

clock 13 October 2014 • 3 min read

Wealth managers

FCA intensifies action against financial promotions

The Financial Conduct Authority (FCA) is coming down hard on firms that continue to act outside of its rules on financial promotions, with the number of adverts withdrawn or amended by the regulator jumping 61% in the last year.

clock 13 October 2014 • 1 min read

Europe

Lord Hill wins battle to become EU financial services commissioner

The European Parliament has given the green light for the UK's Lord Jonathan Hill to become European Union (EU) financial services commissioner, despite facing tough questioning from sceptical MEPs.

clock 10 October 2014 •

Wealth managers

FCA fines and bans former stockbroker bosses

The Financial Conduct Authority (FCA) has fined and banned two former directors of Pritchard Stockbrokers for recklessly failing to protect client money.

clock 09 October 2014 • 1 min read

Wealth managers

Property investors demand more action from platforms on PAIFs

Platforms

clock 06 October 2014 • 2 min read

Wealth managers

Firms limit corporate entertainment spend as FCA considers crackdown

Hospitality

clock 06 October 2014 • 2 min read

Wealth managers

Gosling's Grouse: Worst among equals

Worst among equals

clock 03 October 2014 •

Wealth managers

The end of corporate hospitality?

The end of corporate hospitality?

clock 03 October 2014 • 1 min read

Wealth managers

Wonga writes off 330,000 customers' debts

Wonga will write off the debts of 330,000 customers, worth £220m, after the FCA found flaws in its system for assessing the ability of borrowers to pay back their debts.

clock 02 October 2014 • 1 min read
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