Regulation

Regulation

FAMR: Call for change to 'regulated advice' definition

FCA announced review last August

clock 14 March 2016 • 5 min read

Regulation

FAMR backs risk-based FSCS levy to ease adviser burden; rules out long-stop

FSCS funding unpredictable

clock 14 March 2016 • 1 min read

Regulation

Time for more scrutiny of outsourcing?

FCA review focused on platforms

clock 13 March 2016 • 2 min read

Regulation

Three key compliance challenges for MiFID II Product Governance Rules

Rob Swan, managing director - data services at Calastone Data Services, takes a closer look at how fund managers can monitor their distribution chains under new regulations.

clock 10 March 2016 • 2 min read

Regulation

FCA seeks responses to special administration regime consultation

New discussion paper published

clock 09 March 2016 • 1 min read

Regulation

Comment: Who is judging the judges on fund selection and ratings?

The implementation of the RDR was intended to stamp-out bias in the area of investment advice.

clock 07 March 2016 • 5 min read

Asset Managers

Number of European 'closet trackers' halves to 20%: Morningstar

Has fallen from global financial crisis highs

clock 03 March 2016 • 2 min read

Regulation

FCA refers six firms to enforcement over exit charges

Further work planned following closed book review

clock 03 March 2016 • 3 min read

Asset Managers

Gross accuses PIMCO of 'inappropriate' action to get case thrown out of court

Suing for his cut in £200m bonus pool

clock 02 March 2016 • 1 min read

Regulation

Fund pickers reassess UK equity fund exposure as Brexit fears weaken sterling

Concerns over weakening sterling

clock 29 February 2016 • 3 min read
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