Regulation

Regulation

FCA uncovers 'significant client risk' in retail CFD market

CFDs are complex, high-risk instruments

clock 10 January 2018 • 3 min read

Funds

QUAERO CAPITAL expands London footprint in merger with Tiburon Partners

Subject to FCA and FINMA approval

clock 09 January 2018 • 1 min read

Regulation

MiFID II drives 20% cut in fund manager research budgets

$300m reduction in external research budgets

clock 09 January 2018 • 1 min read

Regulation

Rory Percival: Three regulation areas to watch in 2018

Consolidation, DB transfers and PROD

clock 08 January 2018 • 3 min read

Regulation

FCA fines and bans 'reckless' Libor rigger Danziger

Substantial fine for former RBS trader

clock 08 January 2018 • 3 min read

Regulation

Update: Banking crisis lawyer Charles Randell confirmed as next FCA chairman

Will serve five-year term

clock 05 January 2018 • 1 min read

Regulation

Industry steps up calls for urgent revisions to 'misleading' KIDs as PRIIPs comes into force

Serious investor detriment

clock 04 January 2018 • 5 min read

Wealth managers

Wealth manager in administration after four year court battle

Now seeking buyer

clock 04 January 2018 • 1 min read

Regulation

Gosling's Grouse: Are regulators delivering on Bitcoin and British Steel Pension Scheme?

It is often said the problem with regulators is they spend so much time looking at past problems they miss the ones coming up.

clock 04 January 2018 • 3 min read

Markets

Fresh challenges for the new year: What can firms expect in 2018?

MiFID II deadline passed

clock 04 January 2018 • 2 min read
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