Regulation

Wealth managers

Gosden, Morrissey and Milburn: The big people moves of 2017

Fund manager and senior people moves

clock 12 December 2017 • 1 min read

Regulation

Distributors warn asset managers' MiFID II data delays puts fund sales at risk

Smaller companies less prepared

clock 12 December 2017 • 2 min read

Regulation

Six guilty in £2.7m boiler room scams

Follows an FCA criminal law suit

clock 12 December 2017 • 2 min read

Regulation

MiFID II and GDPR cause advisers biggest headaches in 2017

'Advisers are waking up'

clock 11 December 2017 • 1 min read

Asset Managers

FCA seeks feedback on approach to competition and authorisation

Open for consultation until 12 March 2018

clock 11 December 2017 • 2 min read

Asset Managers

What could happen to financial services jobs by Brexit Day One?

Groups considering moving operations and staff

clock 11 December 2017 • 2 min read

Regulation

TISA launches MiFID II costs and charges implementation guide

Tackles 'some of the most difficult technical challenges to firms'

clock 07 December 2017 • 2 min read

Funds

Consolidation continues: Highlights of the industry's M&A activity in 2017

Active and passive provider deals

clock 06 December 2017 • 1 min read

Regulation

Over a third of financial services companies are unsure if they are MiFID II-compliant

Comes into force 3 January 2018

clock 06 December 2017 • 2 min read

Regulation

MiFID II is the 'latest injection of steroids into the ETF business'

Active ETFs to dominate market

clock 06 December 2017 • 3 min read
Trustpilot