Regulation

UK

FCA says lack of proper PI cover places 'unfair' burden on FSCS and firms

Dear CEO letter sent today

clock 21 January 2020 • 2 min read

Funds

Broadridge buys FundsLibrary from HL to create 'pan-European digital data platform'

Transaction will close in February

clock 21 January 2020 • 1 min read

Regulation

Close Asset Management to compensate client for unwanted ongoing advice

Client invested £25,000 through DFM service

clock 16 January 2020 • 2 min read

Financial services

FCA raised concerns with ACDs twice before Woodford collapse

Kept details private

clock 16 January 2020 • 2 min read

Regulation

Fidelity CEO Richards backs new open-ended fund rules - reports

Follows Woodford collapse

clock 13 January 2020 • 2 min read

Regulation

FCA begins ACD market probe - reports

Focusing on external ACDs

clock 13 January 2020 • 1 min read

Regulation

Rating agencies face continued regulatory pressure in Esma proposals for internal control functions

Watchdog launches consultation

clock 09 January 2020 • 1 min read

Investment

FCA and BoE ramp-up data credentials to 'transform' UK regulation

Should reduce reporting cost burden

clock 07 January 2020 • 3 min read

Financial services

Burford Capital confirms dismissal of US class action

Announces management changes for ‘future global growth’

clock 07 January 2020 • 2 min read

Regulation

'Expect increasing scrutiny' on Libor transition efforts - FSB

Efforts to shift from Libor too slow

clock 19 December 2019 • 2 min read
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