Asset Managers

Regulation

What are the biggest risk management challenges for asset managers in 2017?

Compliance officers and IT risk management more important than ever

clock 03 January 2017 • 3 min read

Asset Managers

Shrinking compliance budgets put pressure on asset managers' hiring habits

Firms increasingly hiring staff from sell-side

clock 20 December 2016 • 1 min read

Asset Managers

FCA unveils tougher research payment transparency requirements under MiFID II

Information must be 'relevant and useful' to investors

clock 16 December 2016 • 3 min read

Asset Managers

Fitch: Expect Money Market fund launches ahead of EU liquidity regulation

Affecting money market funds

clock 08 December 2016 • 1 min read

Asset Managers

FCA flags concerns over asset managers' 'high' and 'sustained' profits

Study into asset management competition

clock 18 November 2016 • 3 min read

Regulation

FCA Asset Management Study: Top ten takeaways for retail industry

A year of research

clock 18 November 2016 • 6 min read

Asset Managers

FCA's Bailey: Fund fee caps would not effectively drive competition

Proposes all-in fee on funds

clock 18 November 2016 • 2 min read

Asset Managers

FCA proposes 'all-in' fund fee/further work on platforms and advisers/'shining light' on poor funds

The Financial Conduct Authority (FCA) has suggested a raft of measures to improve "weak price competition" in a number of areas of the asset management industry.

clock 18 November 2016 • 12 min read

Asset Managers

FCA paper proposes variable-rate fee for asset managers with income over £100k

To replace higher charging bands

clock 16 November 2016 • 2 min read

Asset Managers

NCI calls on FCA to launch asset manager start-up hub

Offer help with regulation

clock 15 November 2016 • 2 min read
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