Asset Managers

Regulation

FCA unveils guidance ahead of SMCR extension

Personal culpability of senior managers to increase from December 2019

clock 11 October 2018 • 4 min read

Regulation

FCA reveals plans for EEA firms in preparation for no-deal Brexit

To ensure 'smooth transition'

clock 10 October 2018 • 3 min read

Asset Managers

Premier AUM reaches record high in Q4 despite 'political uncertainty'

AUM totals £6.9bn

clock 09 October 2018 • 1 min read

Regulation

EU regulators prepare for no-deal Brexit with MiFID II back-up plans

No-deal could mean market participants losing their authorisations

clock 04 October 2018 • 3 min read

Regulation

PIMFA clashes with IA over PRIIPs extension

Response to call for evidence

clock 03 October 2018 • 2 min read

Asset Managers

Schroders emerges as frontrunner in battle for Lloyds £109bn mandate

Cazenove joint venture being discussed

clock 03 October 2018 • 1 min read

Regulation

FCA chair eyes post-Brexit rule shake-up

Slams 'cycle of deregulation, crisis and regulation'

clock 02 October 2018 • 3 min read

Regulation

IA urges FCA to delay 'deeply flawed' PRIIPs extension

Retail funds to be in scope from 31 December 2019

clock 01 October 2018 • 4 min read

Asset Managers

Financial services sector optimism hit amid 'dangerous signs of strain'

Growing pressure from a subdued economy and Brexit

clock 01 October 2018 • 2 min read

Asset Managers

Neptune operating profits rise despite fall in AUM

Pre-tax profits top £1m

clock 01 October 2018 • 2 min read
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