According to report by Sky News
Ian Currie, the founder of boutique firm, Seneca Partners, talks to Investment Week's editorial director, Lawrence Gosling, about the opportunities to invest in companies being cut out of the traditional banking and finance routes.
Charles Stanley is in exclusive talks to sell its securities business to stockbroker Panmure Gordon, putting an end to rumours US firm Stifel Financial was the likeliest buyer.
Former Merrill Lynch stockbroker Alastair Irvine has joined Jupiter as a product specialist for the Merlin multi-manager team.
A decision by the regulator to ban the former CEO of a stockbroking firm from the industry and fine him £450,000 for high-pressure mis-selling has been upheld.
Wealth manager and stockbroker WH Ireland has reported strong profit growth in the six months to May, as it refocuses its business and withdraws from third party administration.
Hargreaves Lansdown is to expand its business with the creation of a new stockbroking research arm, Investment Week can reveal.
London-based stockbroker JNF Capital is launching an asset management arm, Atlas JNF Asset Management, offering hedge-fund style strategies to retail investors.
Bloxham Asset Management has been sold to Ireland-based Davy Stockbrokers after its parent group was ordered to cease trading as an inquiry is conducted into accounting irregularities.