Financial Conduct Authority
Close Asset Management to compensate client for unwanted ongoing advice
Client invested £25,000 through DFM service
FCA begins ACD market probe - reports
Focusing on external ACDs
FCA and BoE ramp-up data credentials to 'transform' UK regulation
Should reduce reporting cost burden
FCA's Bailey confirmed as Carney successor at BoE - update
New Bank of England governor
Regulation outlook 2020: Liquidity, ESG and reporting in the spotlight
Operational resilience and liquidity under scrutiny
FCA accused of aiding scammers through its register
Advisers describe it as a “complete shambles”
BlackRock offloads £1.7bn of Woodford stock - Link
More than half of portfolio sold already
The ghost of Christmas past: Woodford saga to haunt 2020
Equity Income fund drama likely to carry on into the next year
Accountability standards questions remain as SMCR comes into force
New guidelines introduced at the start of December
M&G Prudential UK Property fund suspends trading
Suspension 'linked to 'M&G Property Portfolio'
'Honeymoon period' as firms escape fines for MiFID II reporting failures
FCA pragmatism 'will not last forever'
M&G suspends £2.5bn property fund as assets plummet
Following waves of outflows
FCA to temporarily ban promotion of speculative mini-bonds
From 1 January 2020
FCA fines Henderson £1.9m for overcharging customers in 'closet trackers'
More than 4,500 retail investors affected
Woodford ACD Link: We acted in investors' best interests
Group dismisses claims it failed in its role over Woodford fund
FCA: Senior jobs in finance 'as male today as 15 years ago'
Some sectors remain 'old boys clubs'
Derivative transparency rules an 'increasing challenge' for asset managers
Mirroring MiFID II compliance struggle
'Just wrong': Woodford demise sparks difficult questions for regulators
Experts warn of lengthy delays in investors recouping losses
Costly Woodford Equity Income fund wind-up to 'drag on' for up to a year
Defunct fund's maintenance fees totalled over £184,000 a day
2019: An appalling year for Woodford
12 months to forget for former star manager
Fund management complaints remain low as customer redress shoots up
Investment complaints 2.1 per 1,000 products
FCA targets climate change and green finance transparency with new guidelines
'Form a basis for future work'
Is actively suspending illiquid property funds the answer?
Reaction to launch of FCA rules on non-UCITS retail schemes
Company accused of plagiarising investment firm literature and accounts
Uses AIM company's stock ticker
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