FCA's vulnerability findings flag lack of tailored training and understanding

'Areas for improvement remain’

Isabel Baxter
clock • 6 min read

The Financial Conduct Authority (FCA) has found that many firms had taken positive action and made good progress in supporting vulnerable clients but found areas for improvement and flagged a lack of tailored training and understanding.

To continue reading this article...

Join Investment Week for free

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
  • Get ahead of regulatory and technological changes affecting fund management
  • Important and breaking news stories selected by the editors delivered straight to your inbox each day
  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

More on Regulation

HM Treasury's growth-focused regulatory reform to target four key areas

HM Treasury's growth-focused regulatory reform to target four key areas

HoL committee meeting

Alex Sebastian
clock 17 March 2026 • 2 min read
Government unveils changes to FOS operations after landmark review

Government unveils changes to FOS operations after landmark review

New ten-year limit for bringing complaints

Isabel Baxter
clock 16 March 2026 • 4 min read
FCA: Odey showed 'disregard, disrespect and contempt' in dismissing executive committee

FCA: Odey showed 'disregard, disrespect and contempt' in dismissing executive committee

Appeal hearing

Cristian Angeloni
clock 11 March 2026 • 4 min read
Trustpilot