market abuse

Concerns raised over sustainability and market abuse as FCA rings bell on PISCES launch

Markets

Concerns raised over sustainability and market abuse as FCA rings bell on PISCES launch

Regulatory regime now live

clock 10 June 2025 • 3 min read
FCA warns alternative investment firms of increasing scrutiny

Regulation

FCA warns alternative investment firms of increasing scrutiny

New risk warning rules due in December

clock 10 August 2022 • 2 min read

Regulation

FCA reveals key market abuse concerns as 'some risks appear blindingly obvious'

Shines spotlight on fixed income market

clock 13 February 2019 • 5 min read

Financial services

FCA probes Aviva preference shares plans for 'compliance with market abuse regulation'

FCA chief Andrew Bailey responds to Nicky Morgan MP

clock 28 March 2018 • 3 min read

Regulation

FCA fines UK arm of Interactive Brokers £1m for failing to report suspicious trades

Over one year period

clock 25 January 2018 • 1 min read

Investment

SFO hits Tesco with £129m fine while FCA demands £85m shareholder compensation scheme

Schroders urging Tesco to reconsider Booker merger

clock 28 March 2017 • 4 min read

Asset Managers

Fund manager's FCA ban upheld by tribunal

Failed to stop a client committing market abuse

clock 21 October 2016 • 1 min read

Regulation

Why firms need to plug into 'new' tech to comply with Market Abuse Regulation

How far should firms take their strategies?

clock 27 June 2016 • 5 min read

Asset Managers

FCA fines WH Ireland £1.2m and restricts new client bookings over market abuse failings

Was warned of fine in December

clock 23 February 2016 • 2 min read

Wealth managers

FCA warns fund groups over market abuse safeguards

The Financial Conduct Authority (FCA) has said fund groups must do more to ensure they control the risk of market abuse, following a thematic review into the issue.

clock 18 February 2015 • 2 min read
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