Pershing: A day in the life of a senior manager under lockdown

Four principles to remain SMCR compliant

clock • 1 min read

Linda Gibson, director of regulatory change and compliance risk at BNY Mellon's Pershing explores the implications of remote working for senior managers with four guiding principles for investment firms to remain SMCR-compliant.

Linda Gibson, director of regulatory change and compliance risk at BNY Mellon's Pershing explores the implications of remote working for senior managers with four guiding principles for investment firms to remain SMCR-compliant.   When industry players were planning for the implementation of the Senior Managers and Certification Regime (SMCR) in 2020, none could have anticipated the challenges they would be facing by March.  So, with the new reality of remote working, what does lockdown mean for senior managers? The gallery above explains all.

To continue reading this article...

Join Investment Week for free

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
  • Get ahead of regulatory and technological changes affecting fund management
  • Important and breaking news stories selected by the editors delivered straight to your inbox each day
  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

More on Industry

Daniela Barone Soares awarded OBE as she calls for systemic change in financial services

Daniela Barone Soares awarded OBE as she calls for systemic change in financial services

CEO of Snowball

clock 17 June 2024 • 1 min read
Big Issue Invest CEO Danyal Sattar receives OBE

Big Issue Invest CEO Danyal Sattar receives OBE

Experienced social investor

clock 17 June 2024 • 1 min read
VinaCapital Group CIO Andy Ho dies

VinaCapital Group CIO Andy Ho dies

VinaCapital Vietnam Opportunity MD

James Baxter-Derrington
clock 06 June 2024 • 1 min read
Trustpilot