Pershing: A day in the life of a senior manager under lockdown

Four principles to remain SMCR compliant

clock
Linda Gibson of BNY Mellon Pershing
Image:

Linda Gibson of BNY Mellon Pershing

Linda Gibson, director of regulatory change and compliance risk at BNY Mellon's Pershing explores the implications of remote working for senior managers with four guiding principles for investment firms to remain SMCR-compliant.

Linda Gibson, director of regulatory change and compliance risk at BNY Mellon's Pershing explores the implications of remote working for senior managers with four guiding principles for investment firms...

To continue reading this article...

Join Investment week

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space

  • Get ahead of regulatory and technological changes affecting fund management

  • Important and breaking news stories selected by the editors delivered straight to your inbox each day

  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts

  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

More on Industry

AVI vows to continue Third Point dispute in 'private' after losing vote

AVI vows to continue Third Point dispute in 'private' after losing vote

Targoff remains on Third Point board

clock 03 December 2021 • 2 min read
Abrdn CEO Stephen Bird

abrdn close to sealing £1.5bn interactive investor deal - reports

Deal could be announced this Thursday

Pedro Gonçalves
clock 02 December 2021 • 1 min read
UCITS and AIF assets grow in Q3

Retail investors show 'confidence' in long-term UCITS funds in Q3

H1 marked by “significant” reallocation, says EFAMA

clock 29 November 2021 • 1 min read
Trustpilot