In years past, the Financial Conduct Authority (FCA) and its predecessor the Financial Services Authority could have arguably been considered somewhat light-touch, especially when compared to equivalents in the US.
The US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have for years doled out eye-watering fines sometimes valued in the hundreds of millions of dollars for...
Countdown to 31 October
Caught in crossfire following Equity Income fund suspension
Liquidated in 2012
OCF of 0.10%