The Financial Conduct Authority (FCA) has banned a former consultant for Vanguard Asset Management who solicited work from the firm while simultaneously acting as a non-executive director at two mutual societies for which she provided financial advice.
Angela Burns, who was also fined £20,000 for her failure to act with integrity, did not disclose that she was actively trying to win consulting work from Vanguard, while also participating in talks with...
Industry Voice: Here are key takeaways from our 2019 Asset Allocation Outlook on how we are positioning asset allocation portfolios in light of our outlook for the global economy and markets.
More thought and selectivity required from investors
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Clarke replacing Balkham