The Financial Conduct Authority (FCA) has banned former Keydata Investment Services compliance officer Peter Johnson from performing any function in relation to any regulated financial activity and publicly censured him after he dropped his appeal at the Upper Tribunal.
The regulator found Johnson had failed to act with integrity in his role and had misled the then regulator Financial Services Authority (FSA) on a number of occasions. Were it not for Johnson's serious...
Revealed – successes across all 11 categories
Latest news and analysis
Letter from academics
'Digital transformation' of sector
Up from 14% in 2017