The FCA's biggest hits and misses (happy third birthday!)

FCA was formed three years ago

clock • 3 min read

Today is the Financial Conduct Authority's (FCA) third anniversary. To mark the occasion, we take a look back at the regulator's biggest hits - and misses…

The FCA was called into being on 1 April 2013, three months after the Retail Distribution Review (RDR) hit the advice world. Undoubtedly the new entity, formed after the splitting of the Financial Services Authority into the FCA and the Prudential Regulatory Authority, is better liked by advisers than its predecessor. It has achieved a lot in its three years, from publishing comprehensive good and bad practice guides for advisers, to demonstrating - at copious event appearances - that it is willing to engage with the industry. Well, at least Rory Percival is, with the FCA's technic...

To continue reading this article...

Join Investment Week for free

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
  • Get ahead of regulatory and technological changes affecting fund management
  • Important and breaking news stories selected by the editors delivered straight to your inbox each day
  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

Trustpilot