Regulation round-up H1 2018: PRIIPs, MiFID II and Brexit uncertainty

MiFID II and GDPR making headlines

Mike Sheen
clock • 1 min read

For asset managers, 2018 has represented a watershed year for regulation with the introduction of MiFID II, PRIIPs and GDPR driving substantial operational change.

For asset managers, 2018 has represented a watershed year for regulation with the introduction of MiFID II, PRIIPs and GDPR driving substantial operational change. While the introduction of new regulation has yet to prove catastrophic for the industry, major concerns over the unintended consequences of both PRIIPs and MiFID II are already set to be reviewed by the Financial Conduct Authority this summer. Firms must also contend with the ongoing uncertainty of Brexit and what it will be mean for their business, with questions still to be answered on post-Brexit arrangements on delegati...

To continue reading this article...

Join Investment Week for free

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
  • Get ahead of regulatory and technological changes affecting fund management
  • Important and breaking news stories selected by the editors delivered straight to your inbox each day
  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

More on Regulation

Industry questions where the blame lies for Woodford liquidity issues

Industry questions where the blame lies for Woodford liquidity issues

Reaction to FCA warning notice

Cristian Angeloni
clock 11 April 2024 • 3 min read
FCA to allow 'bundling' of investment research payments in regime overhaul

FCA to allow 'bundling' of investment research payments in regime overhaul

Response to Independent Research Review

Valeria Martinez
clock 10 April 2024 • 2 min read
FCA lays out 2024/25 fees and levies proposals with £755m planned spend

FCA lays out 2024/25 fees and levies proposals with £755m planned spend

To cover budget increase

Hope Coumbe
clock 09 April 2024 • 4 min read
Trustpilot