Douglas Cherry, partner at Reed Smith, takes a closer look at the implications of the new regulations for asset and wealth management employees.
Background In July, the FCA released its consultation paper (CP) on the extension of the Senior Managers and Certification Regime (SMCR) beyond the initial roll-out to banks and building societies,...
In an environment where yields are so low, costs can make a huge difference to the outcome’
ETF market to hit $7.6trn by 2020
Responsible for fund selection
Closing in 2020
Focused on asset liquidity and credit quality