Market Focus 2019: Fixed Income At our event, delegates will hear from several fund managers discussing key questions in the Fixed Income market. Date: 27 Jun 2019 Grosvenor House A JW Marriot Hotel 86-90 Park Lane Mayfair, London , London
Trailblazer Awards 2019 Investment Week’s Trailblazer Awards has been launched to identify the next generation of investment professionals that will make a difference to the industry we work in. The awards recognise fund selectors that have gone above and beyond their job remit. Date: 27 Jun 2019 London
Fund Manager of the Year Awards 2019 The 2019 Fund Manager of the Year returns on Thursday 27th June 2019, Grosvenor House Hotel, London. Save the date. Date: 27 Jun 2019 Grosvenor House Hotel 86-90 Park Lane Mayfair London W1K 7TN, London
Professional Adviser Working Lunches 2019 - Baillie Gifford & First State Investments Professional Adviser is delighted to announce the launch of the new Working Lunches in partnership with Baillie Gifford and First State Investments. Travelling across the UK to provide valuable market insights for Senior Financial Advisers. Date: 03 Jul 2019 Southhampton, Worcester, Durham, Norwich, Liverpool, Exeter, Sheffield, Leicester, Nottingham
FCA grilled platforms on asset freezes in March before Woodford saga Consulted on fund illiquidity Regulation 17 June 2019
FCA wins High Court case against unauthorised forex firm To repay £900,000 to customers Regulation 22 May 2019
FSCS ups final levy for 2019/20 by £16m to £532m Life, pensions and investment advice levy down £29m Regulation 30 April 2019
Advisers struggling with MiFID II requirements amid 'regulatory fatigue' 'Regulatory fatigue' Regulation 23 April 2019
FCA sets out five priorities for 2019/20; plans new MiFID prudential regime Brexit remains key priority Regulation 17 April 2019
FCA's supervision of London Capital & Finance to be investigated 'Broad and comprehensive remit' Regulation 02 April 2019
FCA devotes more than 300,000 man-hours to Brexit UK missed today's Brexit 'deadline' Regulation 29 March 2019
FSCS to enforce extra £78m levy on financial advisers Rising claims against pensions advisers Regulation 31 January 2019
What are the challenges facing financial advisers in 2019? Partner Insight: A changing regulatory landscape and market volatility are on the agenda Sponsored Regulation 07 January 2019
New regulation responsible for outsourcing boom - Architas' Bampton Partner Insight: The rise in demand for DFM and multi manager solutions has been largely driven by new mandates from the regulator, says James Bampton, head of UK intermediary distribution at Architas Sponsored Regulation 18 October 2018
Capita pays FCA £51m over Connaught UCIS investments Part of up to £66m in compensation to investors Regulation 12 April 2018
FCA has 'no immediate plans' to deal with pre-RDR trail commission Opened consultation on issue last June Regulation 05 April 2018
FOS to hire independent reviewer in wake of Channel 4 investigation Responding to letter from Treasury Committee chair Nicky Morgan Regulation 25 March 2018
Government considers 'knowledge-intensive EIS fund structure' Consultation ends on 11 May 2018 Regulation 13 March 2018
Undertrained FOS staff 'rely on Google' to solve cases Thousands of cases could be re-opered Regulation 13 March 2018
FCA receives more than 1,500 MiFID II queries in six months FOI from Professional Adviser Regulation 21 February 2018
Update: Banking crisis lawyer Charles Randell confirmed as next FCA chairman Will serve five-year term Regulation 05 January 2018
FSCS demands extra £24m levy due to rising SIPP claims SIPP-related claims continue to grow Regulation 04 January 2018
FSCS admits Arch Cru compensation mistakes Compensation payments incorrectly updated Regulation 04 January 2018
FCA financial advice director Linda Woodall exits Retiring from regulation Regulation 03 January 2018
MiFID II and GDPR cause advisers biggest headaches in 2017 'Advisers are waking up' Regulation 11 December 2017
VCTs/ISAs/Pensions: Five areas to watch in this week's Budget Stamp duty reform? Raid on pensions? Regulation 19 November 2017
FCA proposes £85,000 FSCS investment protection limit Up from current £50,000 cap Regulation 30 October 2017
FCA proposes providers contribute 25% to FSCS Risk-based levy still on the cards Regulation 30 October 2017