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Where am I? Home breadcrumbs arrow image News breadcrumbs arrow image Regulation

REGULATION NEWS

Investors 'twice as likely' to choose active funds over trackers - Lipper

Investment Week | 08 Feb 2012

Retail investors are twice as likely to pay more for actively-managed funds than reduced costs for index trackers, research from Lipper has revealed.

ed-moisson
rbs-pa-photos

RBS pays out £500k after mis-selling annuity to dying man

Royal Bank of Scotland (RBS) has been ordered by the Isle of Man regulator to pay compensation to the family of a man following a mis-selling investigation.

Investment Week | 08 Feb 2012

greatrex

Govt resists Arch cru probe

The government has once again turned down a request from an MP for an independent investigation into the Arch cru collapse.

Investment Week | 07 Feb 2012

MORE REGULATION NEWS

katrina-baugh

Show your support: Why fund managers must fight back on fund charges

It is extremely hard for fund managers to raise their heads above the parapet in the current climate.

Investment Week | 02 Feb 2012

laurent-seyer-lyxor-asset-management

Lyxor CEO exits to join AXA IM

AXA IM has hired Lyxor Asset Management CEO Laurent Seyer as its global head of investment solutions.

Investment Week | 02 Feb 2012

Judge's gavel

UK bond trader hid sub-prime losses

A UK bond trader has pleaded guilty to overstating the value of mortgage-backed bonds when working at Credit Suisse at the start of the financial crisis.

Investment Week | 02 Feb 2012

hector-sants

FSA chief 'truly sorry' for RBS failure

Hector Sants, chief executive of the Financial Services Authority (FSA), has apologised to MPs for the failure of the Royal Bank of Scotland which led to the multi-billion pound bailout of the bank.

Investment Week | 31 Jan 2012

nicolas-sarkozy

Sarkozy announces French financial transaction tax for August

French President Nicolas Sarkozy has unveiled plans to introduce a tax on financial transactions.

Investment Week | 30 Jan 2012

martin-wheatley-sfc

FSA successor to protect 'irrational' investors

Investors cannot be counted on to make rational choices so regulators need to "step into their footprints" and limit or ban the sale of potentially harmful products, the head of the UK's new consumer protection watchdog said.

Investment Week | 25 Jan 2012

Money give take

Charles Stanley revenues fall but fees hold up

Charles Stanley's third quarter revenues dropped for the three months to 31 December 2011 to £27.3m, from £32.2m during the same period the previous year, as trading conditions remain tough.

Investment Week | 25 Jan 2012

fsa-logo

FSA targets hedge fund and private equity pay

The FSA has launched a consultation on regulations for hedge funds and private equity firms that will form the basis for tough new rules on pay.

Investment Week | 25 Jan 2012

warning

FSA ban on death bonds 'would be overkill'

A blanket ban on traded life policy (TLP) investments would amount to “overkill” and could hamper the UK’s ability to compete in global markets, according to SL Investment Management (SL).

Investment Week | 23 Jan 2012

euro in black light

Carmignac: Tobin tax will hit economic growth

Carmignac's chairman Edouard Carmignac has warned economic growth could weaken as a direct result of the financial transactions tax if it is given the go-ahead.

Investment Week | 23 Jan 2012

fsa-logo

FSA urged to retract 'reckless' statement on TLPs

The Financial Services Authority (FSA) should as a matter of urgency retract its references to traded life policies (TLPs) as "toxic", said EEA Fund Management.

Investment Week | 18 Jan 2012

maysey-andy-ima-cutout

IMA urges FSA to clear up 'grey' legacy areas

FSA rules around legacy assets are “unclear” and “incomplete” and could result in less transparency for consumers, according to the Investment Management Association (IMA).

Investment Week | 17 Jan 2012

« Previous Next »

MOST READ ARTICLES

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MOST COMMENTED ARTICLES

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  • Most read
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  • Spurs boss Redknapp cleared of tax evasion charges

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  • Equities
  • George Soros
  • Gold
  • Hargreaves Lansdown
  • Libor
  • Neil Woodford
  • US
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HAVE YOUR SAY

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The Big Question

This week: Are hopes of a US recovery overblown?

JOB OF THE WEEK

Latest jobs

MONEYHELPLINE.COM: Life As

09 Feb 2012

Basic salary up to £22,000 + £5,000 OTE to reall

DREW CHAPMAN SEARCH AND SE

07 Feb 2012

£25k - £30k + Excellent Bonus: Drew Chapman Sea

IPS GROUP: Systems Tester

07 Feb 2012

£18000 - £20000 per annum + pro rata: IPS Group

Foo This

EDITOR'S CHOICE

1 2 3 4

hale-clive

View from the Bridge: Investment biker

Being a long time motorbiker, I am very conscious of the ever present threat that comes from being unaware of what is in front of you.

Jupiter tops Alpha Manager provider list

Jupiter Unit Trust Managers employs the most FE Alpha Managers with 12 on the newly revealed list for 2012.

lawrence-gosling

Gosling's Grouse: Baying for blood

When a phlebotomist sticks a needle in a vein you pay attention. He or she has you just where they want you.

obama-concerned

FDR, Reagan, Clinton or Obama: When were markets strongest?

Three years into Barack Obama's term as US president, how do equity market returns under this administration compare with those seen under previous leaders?

EVENTS

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fund5live

21 Feb 2012 - 29 Feb 2012

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Senate Spring Investment Conference

06 Mar 2012 - 09 Mar 2012

Mount Nelson Hotel

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Absolute Returns Focus 2012

13 Mar 2012 - 13 Mar 2012

The Cumberland Great Cumberland Place, London W1H 7DL

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Legal Week Mourant Ozannes Funds Litigation Forum

27 Mar 2012 - 27 Mar 2012

200 Aldersgate, London EC1

More events
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