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FSA

FSA turns spotlight on trading valuations

Investment Week | 25 Aug 2010

The FSA is set to turn the regulatory spotlight on the valuation of traded positions and is calling for a specific assessment of valuation uncertainty.

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societe-generale-border-0-align-left-class-imagemigration

Soc Gen London branch fined £1.6m by FSA

The FSA has fined the London branch of Société Générale £1.57m for failures in transaction reporting.

Investment Week | 25 Aug 2010

stevenson-david

RDR blues and the financial transfer window

A couple of weekends back, in my Financial Times column, I noted Towry Law’s teensy weensy transfer problem.

Investment Week | 23 Aug 2010

OTHER FSA ARTICLES

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Tony Blair starts investment advisory firm

Former Prime Minister Tony Blair has formed his own investment advisory business offering services to high net worth clients and global funds.

Investment Week | 23 Aug 2010

keith-mills

FSA probes Coutts over AIG bonds

The FSA has launched a probe into sales of an AIG bond fund product by RBS' private banking arm Coutts.

Investment Week | 06 Aug 2010

auditor

FSA replacement to face greater scrutiny

The Consumer Protection and Markets Authority (CPMA), one of the bodies set to replace the FSA from 2013, will be subject to audit by the National Audit Office (NAO) under rules proposed by the Treasury today.

Investment Week | 26 Jul 2010

rbs-big-jpg

Seven banks fail EU stress tests

The UK’s four major banks have passed EU stress tests, although five Spanish banks failed, the Committee of European Banking Supervisors (CEBS) said.

Investment Week | 23 Jul 2010

Spanish banks fail stress tests - reports

Several of Spain's 18 savings banks have failed tests to see how they would cope with worsened economic conditions, according to reports.

Investment Week | 23 Jul 2010

jasper-berens

Jasper’s vision

J.P. Morgan’s head of UK retail sales Jasper Berens talks about the importance of educating IFAs, his plans to snatch market share from Invesco Perpetual, and what he would do if he were head of the FSA

Investment Week | 23 Jul 2010

city-of-london-silhouette-under-dark-ominous-cloud

FSA seeks City exemption from EU bank bonus rules - papers

The City watchdog is considering whether Britain can claim exemption from European laws that will introduce the toughest pay restrictions in the world.

Investment Week | 08 Jul 2010

andrew-moffat

Should investors turn to hybrid funds for returns?

Are hybrid funds the answer to protect against external shocks such as BP’s dividend suspension? asks The Co-operative's Andrew Moffat

Investment Week | 05 Jul 2010

davies-robert-cutout

Regulators make investing riskier

The crash of 2008 was unique. It was not triggered by a war, a shortage of raw materials, a famine or indeed any external factors.

Investment Week | 21 Jun 2010

Financial services to receive total shake-up from coalition

The new Government has announced plans for a total shake-up of financial services regulation to conclude in 2012, which is also the deadline for IFAs to meet RDR requirements.

Investment Week | 21 Jun 2010

sweeting-sherry-ann-cutout

Going global

SIT's Sherry-Ann Sweeting on why investment trusts can be ideal vehicles for investors seeking global exposure

Investment Week | 14 Jun 2010

davies-robert-cutout

Regulators make investing riskier

The crash of 2008 was unique. It was not triggered by a war, a shortage of raw materials, a famine or indeed any external factors.

Investment Week | 11 Jun 2010

« Previous Next »

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  • Most read
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  • Most popular
  • Lehman nemesis Einhorn offloads F&C stake

  • Clavis Walden revisits plans for UK's first Paif

  • Researching overlooked firms brings rewards

  • F&C's Carne to join Thames River, Cheeseman quits

  • Hargreaves: RDR will be 'bad for entire industry'

  • Gervais Williams resigns from Gartmore

  • Castlestone eyes Bric-like impact with ‘Next 11...

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EDITOR'S CHOICE

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Cazenove chief economist: Britain faces 'a nasty problem'

The Bank of England has focused too much on avoiding deflation at the expense of countering declining real incomes, according to Cazenove.

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Incisive Media unveils Adviserhound.com

Incisive Media today launches Adviserhound.com, the industry’s first financial find engine designed specifically to cater for the day-to-day business needs of financial advisers.

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Playing the China consumer theme

Having long been viewed as one of the world’s leading manufacturers, China is now being considered by investors in a different light from exports and more towards the domestic economy

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The value of growth

‘Growth’ investing, correctly done, could be very rewarding over the next decade

EVENTS

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Global Emerging Markets

16 Sep 2010 - 16 Sep 2010

Jumeirah Carlton Tower

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Senate Autumn Investment Conference

21 Sep 2010 - 23 Sep 2010

South Lodge Hotel, Brighton Road, Nr. Horsham, West Sussex, RH13 6PS

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Investment Trust Forum

28 Sep 2010 - 28 Sep 2010

Sofitel London St James

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Channel Islands Investment Summit Guernsey

20 Oct 2010 - 20 Oct 2010

St Pierre Park Hotel

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